Blogs

COMPANY NEWS

Vertical Screen's Associate General Counsel published in NSCP’s monthly journal

Sadeq Khan, Vertical Screen’s Associate General Counsel/Director of Compliance was featured as the lead article in the May 2015 issue of the National Society of Compliance Professionals’ monthly journal, NSCP Currents.

The NSCP is a nonprofit, membership organization dedicated to serving and supporting compliance officials in the financial services industry. The article provides an in depth overview of FINRA Rule 3110(e), and more specifically, the expansion of requirements for member firms to conduct background investigations on their applicants.

The full copy of the article can be found here.

Sending...
Thank you for your interest in Vertical Screen. We have received your message and will contact you within one business day.
Our apologies, there was an error processing your request.  Please resubmit your message or contact us at 888-291-1369.
You have exceeded the number of attempts to submit this form. As a result, your IP address has been temporarily blocked.
Our apologies, there was an error processing your request.  Please resubmit your message or contact us at 888-291-1369.

Get In Touch

Contact Us *fields required

What are your Interests?optional

You are leaving VerticalScreen.com

Ok, Continue Cancel

×
×